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Updated: Jun 22, 2026
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CSI Canadian Securities Course Exam 1 Sample Questions:
1. What is the main benefit for the investors when a company announces a stock spit?
A) An increase in the shares' affordability.
B) An Increase in the proportion of the shareholder's stake.
C) An increase in the shares' market price.
D) An increase in the value of the shareholderstake
2. An investor sold short 1,500 MNO common shares at $12.75 pershare. What is the outcome if the investorcovers the short position at $10.15 per share?
A) A loss of $2,382
B) A profit of $2,382
C) A loss of $3,000
D) A profit of $3,900
3. Under which circumstance is an option considered to be in-the-money?
A) When a call option with the price of the underlying asset is lower than the strike price.
B) When a put option with the price of the underlying asset is higher than the strike price.
C) When a put option with the price of the underlying asset is higher than the strike price.
D) When a put option with the price of the underlying asset is higher than the strike price.
4. ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?
A) $63
B) $55
C) $53
D) $57
5. What is one feature of a generalpartnership?
A) it can raise funds by issuing equity .
B) The partners ate personally liable for al debts of the business
C) it is a distinct legal entity separate from its owners
D) A general partner runs the business and the limited partners do not.
Solutions:
| Question # 1 Answer: A | Question # 2 Answer: D | Question # 3 Answer: C | Question # 4 Answer: C | Question # 5 Answer: B |
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