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Last Updated: Oct 12, 2026
No. of Questions: 418 Questions & Answers with Testing Engine
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Reference: https://pecb.com/pdf/candidate-handbooks/pecb-candidate-handbook-iso-27001-lead-auditor-mc.pdf
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시나리오 6
신베스트먼트는 주택, 상업, 생명 보험을 포함한 다양한 보험 상품을 제공하는 보험사입니다. 북부 캘리포니아에서 설립된 이 회사는 유럽과 아프리카 등지로 사업을 확장해 왔습니다. 신베스트먼트는 성장과 더불어 업계 관련 법규를 준수하고 정보 보안 사고를 예방하는 데에도 힘쓰고 있습니다. 이를 위해 ISO 표준에 기반한 정보 보안 관리 시스템(ISMS)을 구축하여 운영하고 있습니다.
IEC 27001 표준에 따라 인증을 신청했습니다.
인증기관에서 심사팀을 배정하여 심사를 진행했습니다. 심사팀은 신베스트먼트와 기밀유지협약을 체결한 후 심사 활동을 시작했습니다. 1단계 심사 활동은 신베스트먼트의 요청에 따라 문서 정보 검토를 제외하고는 모두 현장에서 진행하기로 했으며, 문서 정보 검토는 원격으로 진행했습니다.
감사팀은 1단계 감사를 시작하면서 ISMS 범위 선언서, 정보 보안 정책, 내부 감사 보고서 등 필요한 문서를 검토했습니다. 문서화된 정보에 대한 평가는 문서화된 정보의 내용과 관리 절차를 기반으로 이루어졌습니다.
또한 감사관들은 정보 보안 교육 및 인식 제고 프로그램 관련 문서가 불완전하고 필수적인 세부 사항이 누락되어 있음을 발견했습니다. 이에 대해 신베스트먼트의 최고 경영진은 모든 직원에게 정보 보안 교육을 제공했다고 답변했습니다.
2단계 감사는 1단계 감사 후 3주 만에 실시되었습니다. 감사팀은 감사 범위에 포함되지 않았던 마케팅 부서에 직원들의 접근 권한을 관리하는 절차가 없다는 사실을 확인했습니다.
직원의 접근 권한 관리는 ISO/IEC 27001 요구사항 중 하나이며 회사 정보 보안 정책에 포함되어 있었기 때문에 해당 사안이 감사 보고서에 포함되었습니다.
질문
시나리오 6을 바탕으로, 문서화된 정보를 평가할 때 감사자는 1단계 감사에서 어떤 조치를 취했어야 했습니까?
Correct Answer: A 🗳️
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질문:
예측 분석은 감사인이 잠재적 위험을 식별하는 데 어떻게 도움이 됩니까?
Correct Answer: C 🗳️
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폐기하려는 고객 디자인 문서의 하드 카피가 있습니다. 어떻게 하시겠습니까?
Correct Answer: B 🗳️
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질문:
다음 보기 중 감사 계획에 대해 올바른 것은 무엇입니까?
Correct Answer: C 🗳️
Explanation: Only visible for Prep4King members. You can sign-up / login (it's free).
다음 중 인간의 상호 작용이 '없는' 감사 방법의 예는 두 가지를 고르시오.
* 화상회의 플랫폼을 이용한 인터뷰 진행
Correct Answer: B,D 🗳️
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