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PECB ISO-IEC-27001-Lead-Auditor Korean Exam Syllabus Topics:

TopicDetails
Topic 1
  • Fundamental principles and concepts of Information Security Management System (ISMS): This section of the exam covers topics such as the most fundamental concepts and rules related to information security.
Topic 2
  • Managing an ISO
  • IEC 27001 audit program: This section of the exam covers managing the internal audit activity and assessment of plans.
Topic 3
  • Information Security Management System (ISMS): In this exam section, candidates are tested for their knowledge of vital Information security management system (ISMS) principles.
Topic 4
  • Closing an ISO
  • IEC 27001 audit: In this section, exam-takers are tested for their knowledge of drafting audit findings and nonconformity reports, reviewing the quality of the audit, its documentation process, and how to close it.

Reference: https://pecb.com/pdf/candidate-handbooks/pecb-candidate-handbook-iso-27001-lead-auditor-mc.pdf

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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor Korean Version) Sample Questions:

Question #1

시나리오 6
신베스트먼트는 주택, 상업, 생명 보험을 포함한 다양한 보험 상품을 제공하는 보험사입니다. 북부 캘리포니아에서 설립된 이 회사는 유럽과 아프리카 등지로 사업을 확장해 왔습니다. 신베스트먼트는 성장과 더불어 업계 관련 법규를 준수하고 정보 보안 사고를 예방하는 데에도 힘쓰고 있습니다. 이를 위해 ISO 표준에 기반한 정보 보안 관리 시스템(ISMS)을 구축하여 운영하고 있습니다.
IEC 27001 표준에 따라 인증을 신청했습니다.
인증기관에서 심사팀을 배정하여 심사를 진행했습니다. 심사팀은 신베스트먼트와 기밀유지협약을 체결한 후 심사 활동을 시작했습니다. 1단계 심사 활동은 신베스트먼트의 요청에 따라 문서 정보 검토를 제외하고는 모두 현장에서 진행하기로 했으며, 문서 정보 검토는 원격으로 진행했습니다.
감사팀은 1단계 감사를 시작하면서 ISMS 범위 선언서, 정보 보안 정책, 내부 감사 보고서 등 필요한 문서를 검토했습니다. 문서화된 정보에 대한 평가는 문서화된 정보의 내용과 관리 절차를 기반으로 이루어졌습니다.
또한 감사관들은 정보 보안 교육 및 인식 제고 프로그램 관련 문서가 불완전하고 필수적인 세부 사항이 누락되어 있음을 발견했습니다. 이에 대해 신베스트먼트의 최고 경영진은 모든 직원에게 정보 보안 교육을 제공했다고 답변했습니다.
2단계 감사는 1단계 감사 후 3주 만에 실시되었습니다. 감사팀은 감사 범위에 포함되지 않았던 마케팅 부서에 직원들의 접근 권한을 관리하는 절차가 없다는 사실을 확인했습니다.
직원의 접근 권한 관리는 ISO/IEC 27001 요구사항 중 하나이며 회사 정보 보안 정책에 포함되어 있었기 때문에 해당 사안이 감사 보고서에 포함되었습니다.
질문
시나리오 6을 바탕으로, 문서화된 정보를 평가할 때 감사자는 1단계 감사에서 어떤 조치를 취했어야 했습니까?

  • A. 문서화된 정보가 적절한 형식에 부합하고 회사의 문서화 절차와 일치하는지 검증합니다.
  • B. 표준에서는 서식이 요구되지 않으므로 서식 문제는 무시하고 필수 정보가 있는지 여부만 확인하십시오.
  • C. 문서화된 정보를 관리하는 절차가 있는지 확인하십시오.
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #2

질문:
예측 분석은 감사인이 잠재적 위험을 식별하는 데 어떻게 도움이 됩니까?

  • A. 실시간 금융 데이터 분석을 제공함으로써
  • B. 다양한 출처의 데이터를 정리함으로써
  • C. 추세를 기반으로 미래 결과를 예측함으로써
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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Question #3

폐기하려는 고객 디자인 문서의 하드 카피가 있습니다. 어떻게 하시겠습니까?

  • A. 환경 친화적이고 글쓰기에 재활용하세요
  • B. 분쇄기를 사용하여 분쇄합니다.
  • C. 쓰레기통에 버리세요
  • D. 사무실 직원에게 주면 다른 용도로 재사용할 수 있습니다.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #4

질문:
다음 보기 중 감사 계획에 대해 올바른 것은 무엇입니까?

  • A. 피감사 기업의 최고 경영진이 감사 계획을 수립합니다.
  • B. 감사 계획에는 여러 감사 절차의 사용이 포함됩니다.
  • C. 감사 계획은 수정이 가능하도록 유연해야 합니다.
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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Question #5

다음 중 인간의 상호 작용이 '없는' 감사 방법의 예는 두 가지를 고르시오.
* 화상회의 플랫폼을 이용한 인터뷰 진행

  • A. 감사 날짜 및 시간 확인
  • B. 감사 결과에 대한 피감사기관의 답변 검토
  • C. 감사 대상의 서버에 원격으로 접속하여 데이터를 분석합니다.
  • D. 원격 감시를 통해 수행되는 작업 관찰
  • E. 감사를 준비하기 위해 피감사기관의 절차 검토 수행
Reveal Solution  Discussion  0

Correct Answer: B,D  🗳️

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